SEC and AMF Announce Supervisory MOU To Enhance Cooperation for Investment Advisers and Investment Service Providers

SEC Announces Roundtable on Machine-Understandable Data in the Age of Super Intelligence

SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding

SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers

SEC’s Division of Examinations Announces New Exam Handbook

SEC Proposes Amendments to Expand Responsible Retailization of Private Markets

SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors

SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised

SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement

SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment

SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process

Joint Readout of Principals’ Meeting of UK and U.S. Authorities Regarding Central Counterparty Resolution

WASHINGTON — Senior officials from the Commodity Futures Trading Commission, Securities and Exchange Commission, Federal Deposit Insurance Corporation, Federal Reserve Board, and Bank of England convened for a tabletop exercise on…

SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme